Sale of Assets of Ameri-Tech Industries, LLC
Represented Ameri-Tech Industries, LLC in the sale of assets to Aries Building Systems, LLC, a wholly owned subsidiary of Reliant Asset Management, LLC.
Represented SWS Group, Inc. in Connection with the S-3 Shelf Registration
Represented SWS Group, Inc. in connection with the S-3 shelf registration of 17,391,304 shares of common stock.
Private Placement - Oilfield Service Company
Represented an oilfield services company in connection with the private placement of notes and LLC interests.
Represented Hudson Holding Corporation in Merger
Represented Hudson Holdings Corporation in connection with its acquisition by Rodman & Renshaw Capital Group, Inc. in exchange for common stock of Rodman & Renshaw Capital Group, Inc. registered under an S-4 Registration Statement.
Rule 144A Offering - Asset Securitization
Successfully represented a funding company in connection with a Rule 144A offering of fixed rate mortgage backed notes secured by notes receivable from the sale of residential resort lots.
Represented SWS Group, Inc. in a Registered Public Offering of Common Stock
Represented SWS Group, Inc., a provider of investment and financial services through its subsidiaries, Southwest Securities, Inc., a registered investment adviser and registered broker-dealer, and Southwest Securities, FSB, a bank headquartered in Dallas, in a public offering of 5,000,001 shares of common stock.
Acquisition of National Default Exchange Holdings, LP by American Processing Company, a Subsidiary of Dolan Media Company
Represented National Default Exchange, L.P. in the sale of stock to American Processing Company, LLC, a subsidiary of Dolan Media Company, for a total consideration of approximately $208 million.
Project Finance - Irradia, SRL (Peru)
Advising of Irradia, SRL (Peru) in cross-border project financing of Peruvian LNG Facility.
SWS Group, Inc. in its Acquisition of M.L. Stern & Co, LLC
Represented SWS Group, Inc. in its purchase of stock in M.L. Stern & Co, LLC, a California-based brokerage and asset management company, from Pacific Life Insurance Company.
Sale of Assets of Salty's Well Service Entities
Represented Salty's Manufacturing, Ltd. and its affiliates in the sale of the assets of a group of privately held limited partnerships operating oilfield services businesses to Stallion Oilfield Services, for consideration of approximately $182 million.
Sale of Assets of Ameri-Tech Building Systems, Ltd., Ameri-Tech Transportation, Ltd. and Ameri-Tech Building Systems, LLC
Represented Ameri-Tech Building Systems, Ltd. in the sale of assets to Ashton Capital Partners, LLC.
Exchange Offer - Public Company
Exchange offer for senior subordinated notes for a public company.
Public Offering - SWS Group, Inc.
Underwritten shelf offering of 5,000,001 shares of common stock.
Acquisition of AEL Industries, Inc. by Tracor, Inc.
Acquisition of a publicly-held defense contractor, AEL Industries, Inc., for a total consideration of approximately $120 million.
Acquisition of Assets of Westmark by Tracor, Inc.
Acquisition of substantially all the assets of Westmark Systems, Inc. in exchange for 8,267,435 shares of Common Stock of Tracor, Inc., and registration on combined S-3/S-4 Registration Statement.
Public Offering - Tracor, Inc.
Public offering of 4,600,000 shares of common stock.
Private Equity Recapitalization - National Default Exchange Holdings, LP
Recapitalization with Trinity Hunt Partners, III and others for total consideration of $90 million.
Private Equity Recapitalization - Software and Internet Solutions Company
Series A convertible preferred stock recapitalization of a privately-held company engaged in software and internet solutions for property management.
Public Offering of Common Stock - Tracor Inc.
Public offering of 5,710,162 shares of Common Stock.
Joint Venture Formation - Privately-Held Oilfield Services Limited Liability Company
Formation of privately-held limited liability company joint venture for oilfield services business relating to subsea well abandonment and plugging services with respect to subsea oil and gas wells in offshore waters of the United States and other national and international waters.
Secondary Public Offering of Common Stock
Show Biz Pizza Time, Inc. (now CEC Entertainment) secondary public offering of 3,621,476 shares of common Stock by The Hallwood Group Incorporated.
Rule 144A Offering - Public Company
Rule 144A Offering of $250 million senior subordinated notes for a public company.
Tender Offer and Merger Agreement
Tender offer and merger agreement for the acquisition of defense contractor Tracor, Inc. by General Electric Company, p.l.c., for total consideration of approximately $1.4 billion.
Tender Offer and Consent Solicitation - Public Company
Tender offer and consent solicitation for senior subordinated notes for a public company.
Tender Offer - CEC Entertainment, Inc.
Tender offer by CEC Entertainment, Inc. relating to its offer to amend certain stock options under its Stock Option Plan with exercise prices which were less than fair market value on the exercise date.
Acquisition of T-Netix, Inc by a Private Equity Firm
Acquisition of T-Netix through tender offer by H.I.G. Capital, LLC for total consideration of approximately $72 million.
Acquisition - Banking and Insurance
Formation of a limited liability company bank operating subsidiary and related acquisition of an insurance premium finance company.
Acquisition of Privately-Held Company - Mobile Communications
Acquisition by a privately-held company of the assets of another privately-held company relating to a digital high-frequency FM network for mobile assets.
Acquisition of the Assets of a Privately-Held Drugstore Chain
Acquisition by a privately-held company of the assets of a privately-held drugstore chain, and related financing (senior and subordinated debt).